Successfully implementing a national electronic health record: a rapid umbrella review

1 Present address: Irish Centre for High End Computing (ICHEC), National University of Galway, Ireland.

2 Present address: Group Chief Information Office, Children’s Health Ireland. Received 2020 Jul 10; Revised 2020 Aug 27; Accepted 2020 Sep 19. Copyright © 2020 The Authors

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Abstract

Aim

To summarize the findings from literature reviews with a view to identifying and exploring the key factors which impact on the success of an EHR implementation across different healthcare contexts.

Introduction

Despite the widely recognised benefits of electronic health records (EHRs), their full potential has not always been achieved, often as a consequence of the implementation process. As more countries launch national EHR programmes, it is critical that the most up-to-date and relevant international learnings are shared with key stakeholders.

Methods

A rapid umbrella review was undertaken in collaboration with a multidisciplinary panel of knowledge-users and experts from Ireland. A comprehensive literature review was completed (2019) across several search engines (PubMed, CINAHL, Scopus, Embase, Web of Science, IEEE Xplore, ACM Digital Library, ProQuest, Cochrane) and Gray literature. Identified studies (n = 5,040) were subject to eligibility criterion and identified barriers and facilitators were analysed, reviewed, discussed and interpreted by the expert panel.

Results

Twenty-seven literature reviews were identified which captured the key organizational, human and technological factors for a successful EHR implementation according to various stakeholders across different settings. Although the size, type and culture of the healthcare setting impacted on the organizational factors, each was deemed important for EHR success; Governance, leadership and culture, End-user involvement, Training, Support, Resourcing, and Workflows. As well as organizational differences, individual end-users have varying Skills and characteristics, Perceived benefits and incentives, and Perceived changes to the health ecosystem which were also critical to success. Finally, the success of the EHR technology depended on Usability, Interoperability, Adaptability, Infrastructure, Regulation, standards and policies, and Testing.

Conclusion

Fifteen inter-linked organizational, human and technological factors emerged as important for successful EHR implementations across primary, secondary and long-term care settings. In determining how to employ these factors, the local context, individual end-users and advancing technology must also be considered.

Keywords: Electronic Health Record, Electronic Medical Record, Implementation, Review

1. Introduction

Capturing and effectively using clinical information and knowledge to ensure a quality, safe and sustainable healthcare service is widely recognised as important [1,2] and data from electronic health records (EHRs) have been vital to decision-making on public health policies during the COVID-19 pandemic [3]. An EHR provides a longitudinal record of information regarding the health status of an individual in computer-processible form across practices and specialists, and enables authorised access to clinical records in real-time [4,5]. As well as expanding the capacity to utilise clinical data for monitoring of patient outcomes and conducting audits and research [6,7], the EHR provides access to patient information in a timely manner, enabling healthcare professionals (HCPs) to spend more time with patients 8 , reducing duplication of tests and work, and improving the safety and quality of care provided [4,7,[9], [10], [11], [12], [13], [14]]. Additionally, integration of other functions and software, such as clinical decision support and bar code medication administration, further expand its potential benefits [15,16].

Electronic patient records (EPRs) or electronic medical records (EMRs) also offer many of these benefits but solely contain the records from an individual organization. Whilst shared or summary care records and patient portals respectively store and facilitate access to specific patient information required by HCPs [17] and patients [18]. Despite the number of benefits which can be derived from these systems, challenges have been met in implementing a fully interoperable EHR between primary and secondary care [13,19], often attributed to the implementation process as opposed to the product supplied by the EHR vendor [20,21]. Therefore, the implementation process is critical [22] and must be considered as an ongoing process beginning during procurement and continuing throughout each phase of design, development, testing, ‘Go Live’ and optimization.

Whilst hospital information systems (HIS) in the USA have been in existence since the 1960s [23], HIS are a more recent phenomenon in the Republic of Ireland where public healthcare is managed by the Health Service Executive (HSE) which co-exists with a private health system. The Office of the Chief Information Officer (CIO) has overall responsibility for embedding technology within the health infrastructure [24] and to date, EPRs have been implemented in some individual private and public hospitals and the majority of general practitioner (GP) offices (i.e., private primary care physicians often with HSE contracts), as well as for specific cohorts of patients (e.g., maternal and newborn, and epilepsy) [25]. However, many other hospitals and HSE primary care (i.e., community) centres remain largely paper-based. With an EHR in the pipeline [24,26], three national projects have been planned by eHealth Ireland which is led by the Office of the CIO; Acute EHR, Community EHR and the Shared and Integrated Care Record. Therefore, this is an opportune time for policy-makers and other key stakeholders to review the learnings from the implementations of health information technology (HIT) both in Ireland and internationally.

However, a vast amount of literature is published on topics such as EHRs which renders it difficult for policy-makers to remain up-to-date [27,28], perhaps amplifying the “know-do” gap. Additionally, healthcare is a complex and adaptive system which needs to be recognized and acknowledged when attempting to replicate successes in another context [29]. The EHR programme in Ireland is also already underway and therefore, it’s critical that knowledge is generated to provide actionable and relevant key considerations in a timely manner aligned with the policy and decision-making cycles [30]. Therefore, the aim of this review is to identify and explore the key factors which promote a successful EHR implementation across healthcare settings, with active collaboration from key stakeholders in the Irish context.

2. Methods

2.1. Design

A rapid umbrella review was conducted and guided by the World Health Organisation (WHO) practical guide for Rapid Reviews to Strengthen Health Policy and Systems [31]. Unlike a systematic review, an umbrella review also known as a review of reviews, compiles evidence from several research syntheses across different healthcare contexts and stakeholder groups [32,33]. Active collaboration with an expert panel of knowledge users facilitated the acceleration of the systematic review process [30] and to facilitate uptake and use of these findings by planners and decision-makers, the synthesized findings were also presented in a report format [34].

2.2. Expert panel of knowledge users

A multi-disciplinary panel of experts and knowledge users (n = 10) were engaged and involved throughout the review process to inform its methodology, validate the generalizability and relevance of the review findings [35], and ensure it reflects current thinking and is useful [27]. The panel was convened in January 2019 by the Office of Nursing and Midwifery Services Director (HSE) and comprised of those currently involved in large HIT implementation projects across primary and secondary care at local and national levels in Ireland, as well as clinicians, health service researchers and academic partners from healthcare and health informatic backgrounds ( Table 1 ). Five consultative in-person group meetings and several individual meetings and email exchanges within the group were conducted throughout the review process.

Table 1

Positions held by the members of the Expert Panel (n = 10).

National Clinical Information Officer for Nursing and Midwifery, HSE.
Professor of Health Informatics, UCD.
Group Chief Information Officer, Ireland East Hospital Group, HSE.
ICT Project Manager, Office of the Clinical Information Officer, HSE.
Senior Clinical Psychologist, National Rehabilitation Hospital, Dublin.
Clinical Health and Social Care Professional Lead in the Clinical Management System, National Rehabilitation Hospital.
Associate Professor in Physiotherapy, UCD.
Business Manager, National MN-CMS Project Team.
Community EHR Senior Project Manager, HSE.
General Practitioner (GP).
National Co-ordinator of the GPIT Project at the Irish College of General Practitioners.
Senior Professional Officer, Northern Ireland Practice and Education Council for Nursing and Midwifery.
EPR Project Manager, St. James’ Hospital, Dublin.
Engagement and Delivery Lead, Informatics Directorate, St. James’s Hospital, Dublin.
Physiotherapist.

Note: Some members of the expert panel had more than one position. Health Service Executive (HSE), government-funded organisation responsible for the provision of health and personal social services; UCD, University College Dublin; Ireland East Hospital Group, one of seven hospital groups in Ireland comprising of 11 hospitals and four community healthcare organisations; ICT, Information Communication Technology; Maternal and Newborn Clinical Management System (MN-CMS), an EHR for all women and babies being cared for across maternity and new born services in Ireland; GPIT, General Practice Information Technology; EPR, Electronic Patient Record.

2.3. Research question and search strategy

An initial exploratory scope of the EHR literature in the PubMed database was reviewed by the expert panel and the final research question, methodology and search strategy were developed and agreed. A large number of search terms to describe “Electronic Health Record”, “Implementation” and “Literature Review” were identified from previous systematic reviews [7,[36], [37], [38], [39], [40]], additional literature [17], medical subject heading and controlled vocabulary and via consultation with the expert panel and an experienced information technologist at the Health Sciences Library, UCD [Appendix]. The search string was tailored to the indexing language of each database and in March 2019, it was executed across PubMed, CINAHL, Scopus, Embase, Web of Science, IEEE Xplore, ACM Digital Library, ProQuest and Cochrane, with limitations of English language and published since 2010. Grey literature including reports and conference proceedings were also searched (international Health Informatics Societies, the World Health Organization (WHO), European e-health network, Kings Fund, Gartner and Lenus). Panellists also drew on their expertise to identify any additional relevant sources [35].

2.4. Identification of literature reviews

Identified articles were calibrated in the citation management software Endnote version x9.2 and titles and abstracts were screened by one researcher using the inclusion and exclusion criteria agreed with the expert panel ( Table 2 ). Full text articles were then accessed and screened by the same researcher, with any doubts regarding inclusion or exclusion discussed with the panel to overcome any risk of errors or inconsistencies associated with using one reviewer [31]. In line with our chosen rapid review methodology, a quality assessment of identified reviews was not conducted.

Table 2

Criteria for inclusion and exclusion of identified literature reviews.

Inclusion CriteriaExclusion criteria
Literature review (i.e., provides a comprehensive search and summary of previous research).Primary studies and editorial discussions.
Reviewed the implementation of an electronic health record (EHR) and/or EHR component including EMRs, EPRs and computer physician order entries.Not conducted within a healthcare organisation.
Identified factors impacting on EHR implementation including barriers, facilitators.
Conducted within a healthcare organisation.

2.5. Data extraction and synthesis

A standardized data extraction form was developed and included authors, year of publication, study design, participants, healthcare setting, included studies and findings related to factors impacting on the implementation (i.e., themes and/or paragraphs as required). Following data extraction, a qualitative content analysis of the factors impacting on the EHR implementation was undertaken by the researcher [41]. Using an iterative process, a list of codes representing the identified factors from each of the literature reviews was formed [42]. The expert panel reviewed these codes via an adapted nominal group technique, which saw collated appraisals distributed amongst the panellists [43] to assess whether they were comprehensive of the literature and their own experiences, and to determine whether the findings could be transferred to Irish contexts and settings [42]. Having reached a final consensus regarding the factors for a successful EHR implementation, these factors were further categorized into a theoretical framework [10] and resulted in the generation of key considerations [42].

3. Results

3.1. Characteristics of literature reviews

Of the 5,040 articles retrieved, 27 literature reviews were identified which captured factors deemed important for the successful implementation of EHRs, as well as other HIT implementations ( Fig. 1 ). Fifteen were classified as systematic reviews, whilst the others were umbrella reviews (n = 3), scoping reviews (n = 2), interpretive review (n = 1), literature review with a meta-narrative (n = 1) and other non-systematic literature reviews (n = 5). Overlap in included publications existed across the literature reviews with 974 unique studies, literature reviews, reports, books and guidelines identified. Perspectives of a variety of stakeholders were captured in these reviews including GPs (or primary care physicians), other doctors, nurses, health and social care professionals (HCPs), patients, policymakers, vendors and IT consultants ( Table 3 ). Although many literature reviews encompassed studies from a variety of healthcare settings, others were specific to primary care (i.e., community) [13,44,45], long term care [46] and mental health settings [47] or within specific countries or groups of countries [19,[48], [49], [50], [51]].

Fig. 1

PRISMA Flow Diagram.

Table 3

Identified literature reviews which reviewed the key factors for a successful EHR implementation.

Author (Year)DesignFocusSetting/
participants
StudiesInclusion criteriaIdentified factors
Ajami and Bagheri-tadi [12]Non-systematic reviewBarriers to EHR adoptionPhysicians in hospital or community20n/aGovernance, leadership and culture
Vendor trust & experience
Communication among users
Training
Formal training
Support
Expert & technical
Resourcing
Time & cost
Workflows
Workflow disruption
Skills and characteristics
Computer literacy & skill
Ability to select & effectively install system
Perceived benefits and incentives
Lack of incentives
Perceived changes to the health ecosystem
Concerns about data entry, patient acceptance, security & privacy
Interfaces with doctor-patient relationship
Usability
Complexity
Interoperability
Inadequate data exchange
Interinstitutional integration
Infrastructure
Access to computers
Reliability, speed & wireless connectivity
Physical space
Ben-Zion et al. [52]Literature review and prescriptive analysisSuccess factors for EHR adoptionNo restriction on healthcare setting or participants identified552001-2013
English
Governance, leadership and culture
Firm strategy
Scope & project controls
Interactions across communities
Motivation to collaborate
Culture change
Knowledge management
Process change
End-user involvement
IT alignment with firm strategy
Support
Executive management
Process change
Training
Process change
Resourcing
IT resources & cost
Workflows
Process change
Perceived benefits and incentives
Economic competitiveness
Motivation to collaborate
Usability
Accessibility & usability
Interoperability
IT integration with external networks
Infrastructure
IT innovation
System Architecture & Infrastructure
Regulations, standards and policies
Shared language & narratives
IT integration with external networks
Boonstra et al. [36]Systematic reviewEHR implementation lessonsProject team, doctors, nurses, technical & clerical personnel, administrators, IT personnel, psychiatrists, directors, CEOs, CIOs, managers, vendors, healthcare practitioners, pharmacists in hospitals21Up until 2013
English
Peer-reviewed
Empirical
Governance, leadership and culture
Large not-for-profit teaching hospital
Readiness for change
Mature vendor
Culture supporting collaboration & teamwork
Little bureaucracy & considerable flexibility
Comprehensive implementation strategy
Interdisciplinary implementation group
Champions among clinical staff
End-user involvement
Participation of clinical staff
Training
Support
Real-time support
Management support
Resourcing
Financial capabilities
Sufficient number of staff
Workflows
System fitting hospital’s needs
Creating a fit by adapting technology & work
Skills and characteristics
Previous experience of HIT
Resistance of clinical staff
Perceived changes to healthcare ecosystem
Ensuring care activities
Usability
User-friendly software
Adequate safeguards
Infrastructure
Hardware
System reliability (speed, availability & lack of failures)
Adaptability
Vendor willing to adapt
Boonstra et al. [53]Systematic reviewBarriers to acceptance of EMRsPhysicians in any healthcare organisations221998-2009Governance, leadership and culture
Vendor uncertainty
Lack of participation
Lack of leadership
Organizational size & type
Change Process
Training
Technical training
Support
Technical support
External party support
Support from organizational culture, other colleagues & management level
Resourcing
Start-up & ongoing costs
Time to select, learn & convert patient records
Skills and characteristics
Lack computer skills
Need for control
Perceived benefits and incentives
Return on investment
More time per patient
Lack of belief in EMRs
Lack of incentives
Perceived changes to healthcare ecosystem
Time required to enter data
Interference with doctor-patient relationship
Privacy or security concerns
Usability
Complexity
Limitations
Interoperability
Interconnectivity/standardization
Adaptability
Lack of customizability
Infrastructure
Reliability
Computers/hardware
Castillo et al. 11Systematic reviewEHR adoptionPhysicians in inpatients &
outpatients in
hospitals &
primary care
681985-2010
English
Governance, leadership and culture
Communication among users
Support
Technical & expert
Workflows
Workflow impact
Perceived benefits and incentives
User attitude
Interoperability
Interoperability
Cresswell and Sheikh [54]Interpretive reviewOrganisational barriers to HIT implementation and adoptionNo restriction on healthcare setting or participants identified131997-2010
Systematic
reviews
Governance, leadership and culture
Open communication channels
Senior leadership & “champion”
Strong organizational leadership & management
Avoidance of “scope creep”
Appropriate implementation approach
Plan for potentially extreme contingencies
End-user involvement
On-going involvement of key stakeholders
Support
Lead professional support
Resourcing
Costs & additional time available
Workflows
Fits in with existing organizational processes
Skills and characteristics
IT literacy & general competencies of users
Personal & peer attitudes
Perceived benefits and incentives
Offers relative advantages over existing practices
Useful
Early demonstrable benefits
Usability
Perceived ease of use
Supports inter-professional roles and working
Interoperability
Interoperable with existing technology
Interoperability considerations
Adaptability
Testing
Field testing of early prototypes
De Grood et al. [55]Scoping reviewBarriers to and opportunities for e-health technology adoptionPhysicians in any healthcare organisations741995-2015Governance, leadership and culture
Ownership & size of practice
Training
Support
Resourcing
Cost
Lack of time & workload
Perceived benefits and incentives
Pre-analysis of data
Proof of utility
Productivity
Perceived changes to healthcare ecosystem
Privacy & security concerns
Liability issues
Patient and physician interaction
Threatened clinical autonomy
Usability
Design
Fritz et al. [48]Systematic reviewSuccess criteria for EMR implementationHospital or community in low resource countries47EnglishGovernance, leadership and culture
Political
Organizational
Training
Resourcing
Financial
Perceived changes to the healthcare ecosystem
Ethical
Usability
Functionality
Infrastructure
Technical
Gagnon et al. [44]Systematic reviewBarriers and facilitators to implementing electronic prescriptionPhysicians, nurses, other HCPs, admin, management in primary care34Empirical Design
e-prescribing
Link with primary care
Governance, leadership and culture
Other professionals’ performance
Developer & vendor
Implementation strategies
Characteristics of the health structure
Influence of leadership
Macro organisational elements
Professional interaction
Support
Support & promotion by colleagues
Organisational support
Resourcing
Time issues
Resources
Cost issues
Workflows
Work process
Skills and characteristics
Agreement with e-prescribing
Familiarity with technology
Patients’ attitudes & preferences
Self-efficacy
Socio-demographic characteristic
Confidence in e-prescribing
Perceived benefits and incentives
Perceived usefulness
Impact on clinical uncertainty
Risk–benefit equation
Outcome expectancy
Time saving
Perceived changes to healthcare ecosystem
Privacy and security concerns
Patient/clinician interaction
Autonomy
Impact on professional security
Usability
Design
Content appropriate & satisfactory
Generic substitution options
Data accuracy & legibility
Ease of use
Efficiency
Patient security
Interoperability
Infrastructure
System reliability or dependability
Gesulga et al. [56]Structured literature reviewBarriers to the implementation of adoption of EHR or EMR readinessNo restriction on healthcare setting or participants identified38English
Until July 2016
Governance, leadership and culture
Change in culture
Lack of project planning
Implementation issues
Number of vendors
Competitiveness
External factors
End-user involvement
Involvement in design & implementation
Training
Lack of education & training
Support
Administrative & policy support
Upgrading & maintaining the system
Resourcing
Lack of technical expertise
Inadequate staff
Implementation, maintenance, initial, equipment & training cost
Lack of available funding
Increase of nurses & physician’s workload
Workflows
Communication among users on data entry
Reduces productivity & disturbs workflow
Skills and characteristics
User resistance
Lack of computer skills
Provider or patients age
Illiteracy
Physicians’ experience with poor products
Lack of capacity
Unrealistic expectation about ease of installation
Perceived benefits and incentives
Lack of awareness of EHR/EMR & importance
Concern that system will become obsolete
Concern on return on investment
Waiting to see if subsidies develop
Perceived changes to healthcare ecosystem
Affects physician-patient interaction
Concerns about privacy & confidentiality
Physicians’ legal liability
Usability
User access limitation
Data accuracy & quality
Capacity to use real-time data
Infrastructure
Centralized healthcare database
National health information network
Data Security
Hardware functionality issues
Internet connectivity
Network communication infrastructure
Network speed
Lack of IT facilities & equipment
Regulations, standards and policies
Lack of health information data standards
Health terminology & classification
Risk of new regulatory requirements
Gill et al. [57]Scoping reviewAdoption of EHRs or EMRsNo restriction on healthcare setting or participants identified39Case studies
English
2010-2015
End-user involvement
Use of stakeholders throughout the process
Training
Sufficient time spent on training clinicians
Support
Executive
Usability
System designed & built as per requirements
Kruse et al. [58]Systematic reviewFacilitators & barriers to the adoption of an EHR for population healthPublic health552012-2017
English
Governance, leadership and culture
Communication
Support
Limited staff support
Resourcing
Cost
Financial assistance
Productivity loss
Skills and characteristics
Resistance to change
Perceived benefits and incentives
Disease management
Critical thinking/treatment decisions
Quality
Surveillance
Preventative care
Decision support
Health outcomes
Perceived changes to the healthcare ecosystem
Privacy concerns
Usability
Complex
Ease of use
Accessibility/utilization
Satisfaction
Data management / Missing data & errors
Efficiency
Interoperability
Regulations, standards and policies
No standards
Infrastructure
Current technology
Kruse et al. [51]Systematic reviewBarriers to EHR adoptionAny patient care facility in the USA212012-2016
English
Governance, leadership and culture
Need organizational cultural change
Facility location
Competitiveness
Consensus within the practice
External factors
Eligibility criteria
Training
Support
Technical support
Resourcing
Initial & maintenance/ongoing costs
Insufficient time
Effort needed to select system
Staff shortages
Productivity loss
Workflows
Workflow challenges
Skills and characteristics
Resistance to changing work habits
Physician attitude
Race & income disparities
Provider or patient age
User acceptance
IMGs less likely to adopt
Perceived benefits and incentives
Financial incentives
Return on investment
Perceived usefulness
Penalties
Medical errors
Perceived changes to the healthcare ecosystem
Privacy concerns
Physician autonomy
Usability
Technical concerns
Inability to easily input historic medical record data
Complexity of system
Limitations of system
Missing data
Interoperability
Interoperability
Degree of integration
Adaptability
Agility to make changes
Infrastructure
Technical infrastructure
Upgrades
Regulations, standards and policies
Clarity of Federal and State policies
Kruse et al. [50]Systematic reviewBarriers & facilitators to EHR adoptionAny patient care facility in the USA36 (31 unique)2012-2015Governance, leadership and culture
Facility location
Implementation issues
External factors
Organizational cultural change
Hospital size
Project planning
Alignment with strategy
Competitiveness
Communication
Training
Support
Maintenance
Executive management support
Resourcing
Cost
Time-consuming
Lack of tech assistance
Staff shortages/overworked
Skills and characteristics
User/patient resistance
Lack of tech experience
Provider or patient age
Race & income disparities
IMGs less likely to adapt
Perceived benefits and incentives
User perception/perceived lack of usefulness
Incentives
Long run cost savings
Error reduction
Improved population health
Medical error
Usability
Transition of data
Missing data
Access to patient data
Efficiency
Privacy & security
Interoperability
Ability to transfer information
Continuity of care document
Infrastructure
Upgrades
Lack of infrastructure & space for systems
Adaptability
Lack of agility to make changes
Regulations, standards and policies
Standard protocols for data exchange
Kruse et al. [46]Systematic reviewAdoption factors for EHR introductionLTC222009-2014
English
USA-based
Governance, leadership and culture
Project planning
Facility characteristics
Implementation issues
Cultural change
External factors
Training
Training
Implementation issues
Resourcing
Cost
Staff retention
Perceived benefits and incentives
Error reduction
Cost savings
Health outcomes
User perceptions
Time savings
Perceived changes to the healthcare ecosystem
Usability
Implementation issues
Clinical and administrative efficiency
Security
Access & transfer to information
Regulations, standards and policies
Implementation issues
Kruse et al. [59]Systematic reviewInternal organizational and external environmental factors associated with adoption of HITNo restriction on healthcare setting or participants identified171993-2013
English
Governance, leadership and culture
Competitiveness
Location & size
Interdependence
Ownership
Strategic alliances
Communication among users
Physician arrangements
Teaching status
Support
Technical & expert
Unity of effort
Resourcing
Payers
Capital expenditure
Workflows
Workflow impact
Complexity of care
Skills and characteristics
Patients & users
User attitude toward information
Computer anxiety
Interoperability
Lluch [19]Literature reviewOrganisational barriers to HIT implementationOECD and EFTA countries792007-2010
English
Governance, leadership and culture
Hierarchy
Teamwork & cooperation
Centre of gravity and autonomy
Training
Training, IT/HIT skills
Support
Workflows
Changes in work processes & routines
Skills and characteristics
Training, IT/HIT skills
Perceived benefits and incentives
Incentives
Perceived changes to the healthcare ecosystem
Autonomy
Face-to-face interaction versus new ways of working
Trust & liability
Accountability to employer & policy makers Interoperability
Information & decision processes
Regulations, standards and policies
Lack of legal framework
Mair et al. [60]Explanatory systematic review of reviewsFactors that promote or inhibit e-health technology implementationNo restriction on healthcare setting or participants identified37Literature reviews
1990-2009
Governance, leadership and culture
Coherence
Cognitive participation
Addressing organizational issues
Reflexive monitoring
End-user involvement
Cognitive participation
Training
Roles, responsibilities & training
Support
Addressing organizational issues
Roles, responsibilities & training
Resourcing
Addressing organizational issues
Skills and characteristics
Cognitive participation
Perceived benefits and incentives
Cognitive participation
Confidence and accountability
Reflexive monitoring
Perceived changes to the healthcare ecosystem
Effects on healthcare tasks
Confidence and accountability
Usability
Effects on healthcare tasks
Interoperability
Addressing organizational issues
Regulations, standards and policies
Addressing organizational issues
McGinn et al. [49]Systematic reviewEHR implementation barriers and facilitatorsPhysicians, HCPs, pharmacists, admin, midwives, social workers, patients in health services comparable to Canada601999-2009
Empirical
Resourcing
Lack of time & workload
Cost issues
Skills and characteristics
Familiarity & ability with EHR
Perceived benefits and incentives
Productivity
Motivation to use EHR
Perceived changes to the healthcare ecosystem
Patient & health professional interaction
Design or technical concerns
Privacy & security concerns
Usability
Perceived ease of use
Interoperability
Infrastructure
Design or technical concerns
Nguyen et al. [7]Systematic reviewEHR impact and
issues
Clinicians, patients, doctors, nurses, management, administration, organizations & IT staff across primary, secondary, LTC, ambulatory & community care982001-2011
English
Empirical
Peer -reviewed
Governance, leadership and culture
Implementation
Organizational
Adoption rate
Systems development
End-user involvement
Systems development
Implementation
Training
Service quality
Implementation
Support
Service quality
Implementation
Resourcing
Implementation
Organizational
Workflows
Changes to workflow
Skills and attitudes
Attitudes
Adoption rate
Implementation
Perceived benefits and incentives
Attitude
Quality and safety of care
Administrative efficiency & cost reduction
Changes to workload & productivity
Clinical documentation practice & quality
Information quality
Implementation
Perceived changes to the healthcare ecosystem
Clinician-patient relationships
Systems quality
Usability
Systems quality
Information quality
Adoption rate
User satisfaction & use
Interoperability
Systems quality
Implementation
Infrastructure
Service quality
Regulations, standards and policies
Systems development
Testing
Implementation
Nguyen et al. [7]Literature reviewOrganisational success factors for HITNo restriction on healthcare setting or participants identified36English
Peer-reviewed
2001-2013
Governance, leadership and culture
Champion
Openness of the organization to change & innovation
Collaboration with vendors
End-user involvement
End-user participation
Collaboration among administration, IT & clinical functions
Training
Support
Technical support
Resourcing
Sufficient resources
Workflows
Collaboration among administration, IT, & clinical functions
Perceived benefits and incentives
Incentives
Provision of information
System, service & information quality
Infrastructure
Infrastructure quality
Regulations, standards and policies
Regulation
O’Donnell et al. [13]Systematic review and evidence synthesisEMR adoptionPhysicians in primary care331996-2017Governance, leadership and culture
Organization
Implementation
Training
Implementation
Support
Quality of information, system & service
Resourcing
Funding & incentives
Workflows
Use & user satisfaction
Skills and characteristics
People
Perceived benefits and incentives
Net benefits in terms of care quality, productivity & access
Funding & incentives
Perceived changes to the healthcare ecosystem
Use & user satisfaction
Usability
Quality of information, system & service
Interoperability
Quality of information, system & service
Infrastructure
Quality of information, system & service
Regulations, standards and policies
Legislation, policy &governance
Police et al. [45]Systematic reviewBenefits and barriers to HIT implementationPhysicians in primary care1192004-2009Governance, leadership and culture
Practice-based predictors & barriers
External policies & organizational barriers
Impact of practice culture
Training
Educational barriers
Resourcing
Financial barriers
Perceived benefits and incentives
Staff-related barriers
Perceived changes to the healthcare ecosystem
Technological barriers
Interoperability
Technological barriers
Infrastructure
Technological barriers
Regulations, standards and policies
External policies & organizational barriers
Technological barriers
Ratwani et al. [37]Systematic reviewEHR safety and usability challengesNo restriction on healthcare setting or participants identified552010-2016
English
Peer-reviewed
Governance, leadership and culture
Governance & consensus building
End-user involvement
Governance & consensus building
Training
Support
Training
Resourcing
Cost and resources
Workflows
Clinical workflow
Skills and characteristics
Training
Usability
Customization
Usability testing
Adaptability
Customization
Testing
Risk assessment
Usability testing
Ross et al. [62]Umbrella reviewImplementation of e-healthNo restriction on healthcare setting or participants identified442009-2014Governance, leadership and culture
Implementation climate
Planning
Engaging
Reflecting & evaluating
Leadership engagement
Champions
End-user involvement
Key stakeholders
Support
Training
Access to knowledge & information
Resourcing
Cost
Available resources
Workflows
Compatibility
Skills and characteristics
Knowledge & beliefs
Other personal attributes
Perceived benefits and incentives
Incentives
Reflecting and evaluating
Perceived changes to the healthcare ecosystem
Knowledge & beliefs
Usability
Complexity
Interoperability
Infrastructure
Complexity
Regulations, standards and policies
External policy
Adaptability
Sligo et al. [10]Literature review with a meta-narrativeLarge scale HIT planning, implementation and evaluationNo restriction on healthcare setting or participants identified382n/aGovernance, leadership and culture
Structural/contextual/organizational factors
Technical factors
End-user involvement
Structural/contextual/organizational factors
Technical factors
Training
Human factors
Support
Structural/contextual/organizational factors
Resourcing
Structural/contextual/organizational factors
Human factors
Workflows
Human factors
Skills and characteristics
Human factors
Perceived benefits and incentives
Technical factors
Perceived changes to the healthcare ecosystem
Human Factors
Usability
Technical factors
Interoperability
Technical factors
Infrastructure
Technical factors
Adaptability
Technical factors
Testing
Technical factors
Strudwick and Eyasu [47]Literature reviewExperiences with EHR implementationNurses in mental health settings7EnglishEnd-user involvement
Skills and characteristics
Characteristics of nurses
Experience and interest in computers
Perceived benefits and incentives
Perceived benefits
Perceived changes to the healthcare ecosystem
Privacy and confidentiality concerns
Usability
Infrastructure
Physical space
Lack of computers

Note: EHR, Electronic health record; LTC, long-term care; HIT, Health Information Technology; OECD, Organisation for Economic Co-operation and Development; EFTA, European Free Trade Association; HCPs, Health and Social Care Professionals.

3.2. Synthesized findings

Fifteen common factors were identified and classified as organizational, human and technological. Each of these factors are discussed in detail below as well as how they interact within different contexts.

3.2.1. Organizational factors

Factors relating to the processes by which the EHR was introduced and incorporated into routine care were categorized as organizational [54]. Whilst each of the six factors were important across all contexts, the size and type of organization impacted on how each triggered success during the EHR implementation [46,53,61].

3.2.1.1. Governance, leadership and culture

The governance of the EHR implementation [13,19,37], as well as leaders [7,10,36,44,48,[52], [53], [54],62,63] and organizational culture, were identified as paramount in ensuring a successful EHR system [7,10,13,36,45,[50], [51], [52], [53],56,59,62]. Whilst top-down, middle-out and bottom-up governance structures have been utilised, ongoing political willingness, national policies and some independence at an individual organizational level regarding EHR procurement, development and design, were recommended to promote engagement, usability and interoperability [13,48,51,62]. It was also important that executive leaders such as CIOs and project management teams establish good and trusting relationships with vendors and consulting firms [12,44,52,56,63], and designed the implementation strategy with clear measurable objectives [10,50,52], a fitting implementation process (e.g., big-bang or phased) [44,46,51,58], and clear roles and divisions of labour [10,60]. A shift away from the dominance of top and middle management has also been recommended [10,19,36], with the appointment of local leaders or champions, and supporting of internal and external communication and collaboration [10,11,19,52,59], innovation and continual improvement [52], and patient-centred care [19]. This also helps to create a favourable [10,36,44,63] and flexible [52] culture.

3.2.1.2. End-user involvement

During each stage of the EHR implementation process, end-user involvement was highlighted as important [7,10,37,47,48,52,54,56,57,60,62,63], as it helps to ensure that the EHR meets end-users’ needs and workflows, as well as promoting a sense of ownership [37] and acceptance amongst staff [10,37,63]. Engaging end-users from each stakeholder group was recommended [36], and this has often been done in the form of appointing champions. These leaders should be respected amongst their colleagues as well as having the relevant knowledge to act as a bridge between the end-users and IT staff [60,62,63]. However, champions may sometimes need to be shared between organizations [10].

3.2.1.3. Training

Basic computer and EHR-specific training were identified as key to a successful EHR implementation [7,10,12,13,19,36,37,45,46,48,[50], [51], [52], [53],56,57,60,61,63]. However, the effectiveness and resource-efficiency of training depended on the appropriateness of the appointed trainers, training content, timing of training (i.e., as close to Go Live as possible [36]) and methods of training e.g., classroom based versus eLearning [57]. EHR training was also recommended on an ongoing basis for new staff, as well as existing staff to optimize their use of the system [37,53].

3.2.1.4. Support

Expert, technical, executive and external support have been critical to successful EHR implementations [7,[10], [11], [12], [13],19,36,37,44,[50], [51], [52], [53],[56], [57], [58],[60], [61], [62], [63]]. Expert or peer support, often referred to as super-users, reportedly helped end-users to optimize their use of the EHR [7,11,12,36,53], whereas technical support staff helped solve IT issues [51,62]. During Go Live (often first 3-4 weeks [37]), technical and peer support should be available 24/7 seven days a week in hospitals [12,36]. However, this may not be feasible or required in primary care centres but channels to obtain support during working hours remain important. Other crucial support comes from an executive or policy level [19,50,52,53,56,57,60,63] and professional networks or external parties [19,53]. Although maintenance support for servers and networks was not as evidenced in the identified literature [50], the expert panel also deemed this as important.

3.2.1.5. Resourcing

The availability of resources in terms of finance, skilled workforce and time was also important [7,10,12,13,36,37,[44], [45], [46],48,49,[51], [52], [53], [54],56,[59], [60], [61], [62], [63]]. Financial resourcing was often highlighted as a barrier especially by primary care doctors [12,13] and those in lower income countries [48], and scope creep of the budget was a common occurrence for larger hospitals [10,52,54]. Therefore, a cost analysis which encompasses infrastructure, personnel, maintenance and ongoing optimization was critical [36,62]. Having a skilled workforce in-house who understand the clinical workflows was also recommended [53,61] as it can reduce dependence on and cost of vendors [12,36]. However, this may not be feasible for smaller organizations, and larger organizations also reportedly had issues with IT staff retention [10,13,36,48,51]. Adequate time for end-user involvement and habituation to the EHR was also vital [7,10,12] to ensure organizational readiness [7,13,51,53].

3.2.1.6. Workflows

Inability of the EHR system to meet the workflows of end-users and organizations was commonly cited as negatively impacting on success [7,[10], [11], [12],36,37,51,52,54,56,62,63], including end-user efficiency, productivity, satisfaction and acceptance of the EHR [7,11,63]. Although replicating existing paper-based practices may minimize disruptions for end-users [7,13,19,62], re-engineering of workflows during digitization to make them safer and more efficient was recommended [19,62,63].

3.2.2. Human factors

Ability of healthcare organizations to successfully adopt an EHR system was largely determined by the individual end-users [10,54], and three overarching human factors were identified.

3.2.2.1. Skills and characteristics

IT skills as well as personal characteristics of individuals impacted on the success of an EHR implementation [10,12,50,51,53,56,58,60,62,13,19,36,37,44,[47], [48], [49]]. Assessing computer literacy of end-users enabled provision of basic computer training to those requiring it, prior to effective EHR training [36,48]. Whilst the research assessing the impact of age, gender and clinical experience on acceptance of the EHR reported in the identified reviews was inconclusive, personal traits such as being open-to-change and a problem-solver appeared to contribute to success [56,62]. However, resistance to embracing the EHR could also be attributed to unusable technology [10,51].

3.2.2.2. Perceived benefits and incentives

Where individual end-users perceived the EHR to positively impact on patient care and workload, this reportedly facilitated a successful implementation [10,12,50,51,56,58,60,13,19,36,37,44,[47], [48], [49]]. However, realistic benefits and timeframes specific to the organization should be communicated with end-users [44,45,62]. Monetary incentives or penalties have also been shown to be important, especially for privately-governed organizations [13,45,59].

3.2.2.3. Perceived changes to the healthcare ecosystem

End-users’ concerns with changes to data privacy and security, patient-clinician relationships and their roles and responsibilities, appeared to negatively impact on EHR implementations [7,10,51,53,56,58,[60], [61], [62],12,13,19,36,44,[47], [48], [49]]. These concerns may differ depending on the specific setting and type of sensitive personal information being collected (e.g., mental health) [47]. Therefore, specific concerns and their causes of concerns should be identified and addressed as soon as possible to mitigate their impact on EHR implementations [19,36].

3.2.3. Technological factors

Six factors relating to the technology aspect of the EHR implementation were identified as critical to its success and were intrinsically linked to the organizational and human factors.

3.2.3.1. Usability

EHR usability was deemed important across several reviews [7,10,11,13,36,37,44,46,47,49,51,52,54,58,60,62], as it impacted on end-user efficiency, patient-facing time [12,13,37,53], quality of care [12], patient-clinician relationships [52] and safety [37]. However, a simple and intuitive system in one setting may not be transferrable to another, and therefore, end-user involvement in development, design [10,37,62] and usability testing were recommended at each site [37]. Additionally, enabling personalization of the EHR interface [53] and access to legacy paper-based records [50,51] as well as consideration of data quality and accuracy [13,44,51] with use of health terminologies and classifications [56] was recommended. However, usability needs to be balanced with security [44].

3.2.3.2. Interoperability

To enable health information exchange both within and across healthcare organizations, interoperability was identified as critical [7,[10], [11], [12], [13],19,37,44,45,[49], [50], [51], [52],54,58,60,62]. Local contextual factors within countries such as two tier and fully private health systems, lack of employment of national standards [45,53,62], inconsistent data capture in incompatible formats [12], have rendered the creation of a fully interoperable EHR as difficult. Therefore, technical standards and communication between organizations were recommended to ensure interoperability was built in from the outset including for legacy and existing health IT systems [7].

3.2.3.3. Infrastructure

Procurement or enhancement of infrastructure, including software (e.g., EHR, anti-viral), hardware (e.g., data-entry devices, Wi-Fi, power outlets) and furniture, accounted for a large proportion of the financial resourcing and were deemed critical for the success of the overall EHR implementation [10,12,56,62,63,36,[47], [48], [49], [50], [51], [52], [53]]. The existing and new hardware and software must be compatible with the specific EHR product 45 , reliable and functional [13,36,44,53,56], and enable sufficient accessibility to the EHR for end-users [36,45,52,56]. According to the expert panel and additional literature reviewed, selection of mobile and stationary data-entry devices also require consideration of vendor certification, healthcare setting (e.g., outpatients versus isolation rooms), required functions and workflows (e.g., checklists versus long narrative notes), and end-user preferences for usability.

3.2.3.4. Regulation, standards and policies

As stated earlier, national and international standards as well as regulation and policies were critical for interoperability and addressing privacy and security concerns [7,13,19,45,46,51,52,56,58,60,62,63]. Therefore, messaging and language standards [45,52,56], as well as robust privacy laws and policies [13,44,52,56,62] were recommended. Where healthcare organizations were permitted to procure their own EHR product, these standards would likely be especially important.

3.2.3.5. Adaptability

Many of the literature reviews reported that adaptability of the software was important to facilitate customization of the EHR software to meet the needs of the end-users and organizations [10,36,37,50,51,53,54,62]. This reportedly required the software vendors to be open to sharing code development data and willing to adapt their product [36,37,53], and the organization to have access to a skilled workforce with the capabilities to adapt the EHR to clinical workflows [37]. Where interoperability standards exist, the need for adaptations to the software may be reduced [37].

3.2.3.6. Testing

Comprehensive testing of the system was critical to ensure usability and safety [7,10,37,54], and was more commonly cited as important by IT staff and management than by HCPs [7]. This rigorous, resource-intensive, multi-step testing process of each EHR function needed to be conducted within live environments with actual end-users [54] and should not be underestimated.

4. Discussion

This umbrella review distilled the large volume of evidence available regarding the successful implementation of a national EHR and these findings were corroborated by an expert panel as being relevant to the Irish healthcare context. Fifteen key organizational, human and technological factors were identified as critical and by synthesizing the findings from several stakeholder groups and clinical settings, such as doctors in primary or secondary care [11,13,45,53,58,61] and nurses in a mental health setting [47], this review of reviews identified that each of these factors were also relevant and important to EHR and other HIT implementations across different healthcare contexts.

However, between country differences including health service management, politics, economics, regulation and socio-culture impact on how the identified factors influence success. This was evident in the literature reviews which largely focused on studies conducted in the predominantly private health service in the USA where return on investment and productivity were perceived benefits and incentives of EHRs or EMRs [50,51,56]. Additionally whilst the governance approach was identified as important, a successful approach in one country cannot necessarily be replicated in another, as occurred in the UK where the top-down approach successfully employed in the Netherlands resulted in disengaged healthcare organizations across the UK [22]. Therefore, these factors need to be employed with consideration of the national context and in the Republic of Ireland this will also require close collaboration and communication across the co-existing public and private health sectors [64,65], as well as with those in Northern Ireland (UK). Additionally, European Union (EU) citizens may avail of healthcare from any member state under the Cross-Border Healthcare Directive (2011/24/EU) and thus, efficient exchange of health data across borders is a major priority [66] and is a pillar of EU4Health 2021-2027 [67]. Therefore, the EU interoperability policies and frameworks [14] as well as standards such as the International Patient Summary, the General Data Protection Regulation (GDPR) and standardised terminologies [4] to support these frameworks need to be employed.

Despite the expansion in internationally-recognised standards (e.g., HL7 FHIR) and significant regulatory and financial incentives created by the HITECH Act and “Meaningful Use” requirements in the USA, factors such as Usability and Regulations, standards and policies continue to be highlighted as important for success as opposed to being assumed components of EHR products. Whilst the inclusion of older studies by these reviews perhaps contributed to this, it is also likely that standards and requirements alone will not ensure an interoperable and usable EHR. In fact, it is the dynamic interaction between each of the identified factors which promotes a successful EHR [68]. However, placing more emphasis on an individual factor can reduce the resources required for others. For example, promoting Usability and Standards can respectively reduce the burden of training and support, as well as adaptability [37]. Additionally, this may be achieved by advances in evidence and technology such as artificial intelligence (AI) including automated testing [69], eLearning modules [70,71], and personalization of the EHR interface [72]. Therefore, it is recommended that those involved in each aspect of the implementation process communicate throughout it and review the latest evidence regarding technology including peer-reviewed publications and white papers.

At a more local or meso level, the size of the organization, infrastructure, organizational readiness and culture, capabilities and beliefs of the workforce, and available finance [36,37], were also identified as important when considering the application of the identified factors. Certain aspects of the internal context can also be enhanced to improve the likelihood of EHR success such as employing change management to create a clear and realistic vision of the EHR [73] and providing basic computer training [36,48]. However, the size of the organization and its workforce will likely remain more limited compared to their larger counterparts [10,37]. Therefore, sharing of resources such as champions, support staff and trainers between larger and smaller hospitals or primary care settings has been recommended, with some countries creating networks or encouraging collaboration between existing regional groups of healthcare organizations [73,74].

4.1. Strengths and Limitations

Undertaking a rapid qualitative evidence synthesis requires acceleration of many of the research processes, is dependent on the reporting in the original reviews [32] and could risk losing the context and complexity of the original research setting [32,42,75]. Additionally, five of the literature reviews were conducted by the same lead author which could lead to bias of individual study inclusion. However, the inclusion of literature reviews, consideration of the inclusion criteria of each literature review and ongoing collaboration with an expert panel [30], provided a degree of confidence regarding the coherence, relevance and adequacy of the findings and their generalisability across healthcare settings [76]. Additionally, actively involving knowledge-users who were undertaking HIT implementations led to the concurrent translation of this knowledge into practice [77].

5. Conclusion

The key organizational, human and technological factors identified in this review provide policy-makers and other key stakeholders with a foundation for making evidence-based decisions during the implementation of a fully interoperable EHR across primary, secondary and long-term care. However, consideration of the specific contextual influences is critical to the successful application of these factors. Additionally, the end-users, existing technological standards and policies, and advances in technology and research in the area, will impact on how these factors dynamically interact during the EHR implementation and will influence success.

Summary points

What was already known on the topic:

Despite recognition of the huge potential for EHRs to improve the delivery of healthcare, huge challenges have been met in implementing a fully interoperable EHR across acute and community care.

The implementation process of EHRs is critical to their success and needs to be carefully planned and considered across the complex and adapting healthcare landscape.

A vast amount of literature exists on EHRs which has been relevant to specific stakeholder groups and healthcare contexts.

What this study adds:

A comprehensive and clear overview of factors influencing the success of an EHR implementation across primary, secondary and long term care and different stakeholder groups is presented.

Validation of these factors for the Irish healthcare context via co-production and transfer of knowledge with key knowledge-users.

Generation of key considerations for each of these factors for policy-makers and other knowledge-users.

Funding

This work was supported by the Office of the Nursing and Midwifery Services Director, Health Service Executive (HSE), Ireland.

Declaration of Competing Interest

The authors report no declarations of interest.

Acknowledgements

The panel of experts and knowledge users who gave their time and expertise as well as other contributors from the HSE.

Appendix A. Search Strategy

Electronic Health record
Electronic health record*
Electronic Healthcare Record*
Electronic patient record*
Computeri?ed health record*
Electronic medical record*
Online health record*
Digital health record*
Computeri?ed medical record*
Electronic Medical Record
Automated medical records
Electronic health record
Electronic health records
Electronic medical record
Computerized medical records
Automated medical records
Electronic Record System*
Clinical Information system*
Electronic Health Record System*
Medical Information System
Computerized medical systems
Computerized medical systems
Clinical data repositor*
Health Records System*
Medical Records System*
Health information system*
Hospital information system*
Health Information Systems
Medical records system, Computerized
Electronic health record system
Medical information system
electronic prescribing
e-prescri*
eprescri*
Electronic pharmaceutical record
Electronic Order Entry
computerized ordering
Medical Order Entry System*
Drug Information System
Order comm*
Computeri?ed Physician Order Management
Computeri?ed Provider Order Entry
Computeri?ed Provider Order Management
Computeri?ed Physician Order Entry
Medical Order Entry Systems
Electronic Order Entry
Computerized provider order entry
Personal health record*
Patient health record*
Electronic patient record*
Patient portal*
Shared care record*
Summary care record*
Patient data repositor*
Interoperability
Health Care Information Exchange*
Medical record linkage*
Health Information Exchange
Patient Portals
Health Information Interoperability
Data interoperability
Interoperability
Health Information Exchange
Medical Record Linkage EHR
PHR
EHCR
EPR
EMR
CIS
EHRS
DIS
CPOM
CPOE
EPR
EHRS
HIE
Implementation
Implement*
Introduc*
Adopt*
Develop*
Establish*
Process*
Execut*
Employ*
Instigat*
Launch*
Re-launch
Commence*
Initiat*
Uptake*
Configuration*
Customization*
Re-optimi*
Optimi*
Rollout*
Evaluat*
Assess*
Design
Facilitate*
Barrier*
Challeng*
Benefit*
Success
Failure
Systems Development
Systems Implementation
Literature Review
Systematic Review
Scoping Review
Meta Analysis
Literature review
Systematic review
Scoping review
Meta-analysis
Meta-synthesis
Systematic interpretive review
Systematic methodological review
Systematic meta-review
Systematic literature review
Qualitative synthesis
Note:*, truncation;?, wildcard; italicised terms, refer to subject headings which were exploded in the relevant databases.

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